Privacy Policy

Our Promise to You

As a client or potential client of Retirement Income Center, you share both personal and financial information with us. This information enables us to provide you with responsive, personalized service, and allows us to help you achieve your goals. Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.

Information You Provide

In the normal course of doing business, we typically obtain non-public, personal information from you, including, but not limited to the following items:

  • Personal information regarding your identity such as name, address, and Social Security number
  • Financial information such as net worth, assets, income, bank and investment account information and account balances, and insurance policy information
  • Information regarding securities transactions effected by us

How We Manage and Protect Your Personal Information

We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by a client or authorized representative or, if necessary, in order to process a transaction, service an account or as required or permitted by law. Additionally, we share information with outside companies that perform necessary administrative services for Retirement Income Center and understand their obligation to treat your information as confidential.

At Retirement Income Center, we understand how important it is to protect your personal and financial information. That’s why we have in place physical, electronic, and procedural safeguards. Our staff is educated regarding the importance of confidentiality and privacy related to our related policies and procedures which restrict the use of client information and require that it be held in strict confidence.

Our Commitment to Keep You Informed

There’s a link to our privacy policy on the bottom of each page of Retirement Income Center’s website ( In addition, we will inform our clients if there are changes to our policy.

Please do not hesitate to contact us with questions about Retirement Income Center’s privacy policy.

23 Corporate Plaza Drive, Suite 150
Newport Beach, CA 92660-7908

Phone: (949) 251-0910


Advisory services offered through Retirement Income Center, a Registered Investment Advisor

©2021 Robert Klein and Retirement Income Center. All rights reserved.